SEC Form 4 · accession 0001209191-17-018439
Gigamon Inc. · GIMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ted C Ho
Director
Period of report
Mar 2, 2017
Accepted (ET)
Mar 6, 2017 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001484504
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Mar 2, 2017 | S | 15,000 | $33.2554 | D | 235,919 | I | See footnote |
| Common StockF2,F4 | Mar 2, 2017 | S | 15,000 | $33.2554 | D | 235,919 | I | See footnote |
| Common StockF5,F3 | Mar 3, 2017 | S | 15,000 | $32.4852 | D | 220,919 | I | See footnote |
| Common StockF5,F4 | Mar 3, 2017 | S | 15,000 | $32.4853 | D | 220,919 | I | See footnote |
| Common StockF6 | holding | — | — | — | 213,531 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported on this Form 4 were affected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 23, 2016.
- F2The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $32.95 to $33.75 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3Shares are held by The Ted Ching-Lin Ho Nevada Gift Trust under which the Reporting Person may receive discretionary distributions during his lifetime.
- F4Shares are held by The Julie Hsiao Ling Ho Nevada Gift Trust under which the Reporting Person may receive discretionary distributions during his lifetime.
- F5The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $32.20 to $33.15 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F6Shares are held by The Ted and Julie Ho Living Trust for which the Reporting Person serves as trustee.