SEC Form 4 · accession 0001209191-17-008890
Gigamon Inc. · GIMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ted C Ho
Director
Period of report
Feb 6, 2017
Accepted (ET)
Feb 8, 2017 · 6:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001484504
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Feb 6, 2017 | S | 1,700 | $30.2434 | D | 279,219 | I | See footnote |
| Common StockF4,F3 | Feb 6, 2017 | S | 7,100 | $31.3223 | D | 272,119 | I | See footnote |
| Common StockF5,F3 | Feb 6, 2017 | S | 6,200 | $31.8923 | D | 265,919 | I | See footnote |
| Common StockF2,F6 | Feb 6, 2017 | S | 1,700 | $30.2471 | D | 279,219 | I | See footnote |
| Common StockF7,F6 | Feb 6, 2017 | S | 7,100 | $31.3243 | D | 272,119 | I | See footnote |
| Common StockF5,F6 | Feb 6, 2017 | S | 6,200 | $31.8962 | D | 265,919 | I | See footnote |
| Common StockF8,F3 | Feb 7, 2017 | S | 11,300 | $32.4883 | D | 254,619 | I | See footnote |
| Common StockF9,F3 | Feb 7, 2017 | S | 3,700 | $32.8554 | D | 250,919 | I | See footnote |
| Common StockF10,F6 | Feb 7, 2017 | S | 10,000 | $32.4629 | D | 255,919 | I | See footnote |
| Common StockF11,F6 | Feb 7, 2017 | S | 5,000 | $32.7965 | D | 250,919 | I | See footnote |
| Common Stock | holding | — | — | — | 11,837 | D | ||
| Common StockF12 | holding | — | — | — | 213,531 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported on this Form 4 were affected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 23, 2016.
- F10The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $31.65 to $32.625 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F11The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $32.65 to $33.175 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F12Shares are held by The Ted and Julie Ho Living Trust for which the Reporting Person serves as trustee.
- F2The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $29.65 to $30.60 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3Shares are held by The Ted Ching-Lin Ho Nevada Gift Trust under which the Reporting Person may receive discretionary distributions during his lifetime.
- F4The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $30.70 to $31.65 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F5The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $31.70 to $32.175 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F6Shares are held by The Julie Hsiao Ling Ho Nevada Gift Trust under which the Reporting Person may receive discretionary distributions during his lifetime.
- F7The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $30.70 to $31.675 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F8The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $31.70 to $32.675 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F9The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $32.70 to $33.20 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.