SEC Form 4 · accession 0001209191-17-002814
Gigamon Inc. · GIMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ted C Ho
Director
Period of report
Jan 5, 2017
Accepted (ET)
Jan 6, 2017 · 9:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001484504
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Jan 5, 2017 | S | 14,500 | $43.623 | D | 296,419 | I | See footnote |
| Common StockF4,F3 | Jan 5, 2017 | S | 500 | $44.34 | D | 295,919 | I | See footnote |
| Common StockF2,F5 | Jan 5, 2017 | S | 14,500 | $43.6283 | D | 296,419 | I | See footnote |
| Common StockF6,F5 | Jan 5, 2017 | S | 500 | $44.37 | D | 295,919 | I | See footnote |
| Common StockF7,F3 | Jan 6, 2017 | S | 14,300 | $43.7143 | D | 281,619 | I | See footnote |
| Common StockF8,F3 | Jan 6, 2017 | S | 700 | $44.3786 | D | 280,919 | I | See footnote |
| Common StockF9,F5 | Jan 6, 2017 | S | 14,500 | $43.7281 | D | 281,419 | I | See footnote |
| Common StockF5 | Jan 6, 2017 | S | 500 | $44.40 | D | 280,919 | I | See footnote |
| Common Stock | holding | — | — | — | 11,837 | D | ||
| Common StockF10 | holding | — | — | — | 213,531 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported on this Form 4 were affected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 23, 2016.
- F10Shares are held by The Ted and Julie Ho Living Trust for which the Reporting Person serves as trustee.
- F2The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $43.25 to $44.20 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3Shares are held by The Ted Ching-Lin Ho Nevada Gift Trust under which the Reporting Person may receive discretionary distributions during his lifetime.
- F4The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $44.25 to $44.40 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F5Shares are held by The Julie Hsiao Ling Ho Nevada Gift Trust under which the Reporting Person may receive discretionary distributions during his lifetime.
- F6The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $44.25 to $44.55 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F7The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $43.30 to $44.25 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F8The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $44.30 to $44.40 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F9The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $43.35 to $44.30 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.