SEC Form 4 · accession 0001209191-16-154769
Gigamon Inc. · GIMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ted C Ho
Director
Period of report
Dec 8, 2016
Accepted (ET)
Dec 12, 2016 · 5:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001484504
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Dec 8, 2016 | S | 2,500 | $46.846 | D | 338,419 | I | See footnote |
| Common StockF4,F3 | Dec 8, 2016 | S | 11,400 | $47.7285 | D | 327,019 | I | See footnote |
| Common StockF5,F3 | Dec 8, 2016 | S | 1,100 | $48.2205 | D | 325,919 | I | See footnote |
| Common StockF2,F6 | Dec 8, 2016 | S | 2,500 | $46.852 | D | 338,419 | I | See footnote |
| Common StockF4,F6 | Dec 8, 2016 | S | 11,500 | $47.7328 | D | 326,919 | I | See footnote |
| Common StockF5,F6 | Dec 8, 2016 | S | 1,000 | $48.23 | D | 325,919 | I | See footnote |
| Common StockF7,F3 | Dec 9, 2016 | S | 9,100 | $47.6788 | D | 316,819 | I | See footnote |
| Common StockF8,F3 | Dec 9, 2016 | S | 5,900 | $48.4466 | D | 310,919 | I | See footnote |
| Common StockF7,F6 | Dec 9, 2016 | S | 9,115 | $47.6863 | D | 316,804 | I | See footnote |
| Common StockF8,F6 | Dec 9, 2016 | S | 5,885 | $48.4633 | D | 310,919 | I | See footnote |
| Common Stock | holding | — | — | — | 11,837 | D | ||
| Common StockF9 | holding | — | — | — | 213,531 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported on this Form 4 were affected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 23, 2016.
- F2The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $46.15 to $47.10 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3Shares are held by The Ted Ching-Lin Ho Nevada Gift Trust under which the Reporting Person may receive discretionary distributions during his lifetime.
- F4The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $47.15 to $48.10 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F5The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $48.15 to $48.55 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F6Shares are held by The Julie Hsiao Ling Ho Nevada Gift Trust under which the Reporting Person may receive discretionary distributions during his lifetime.
- F7The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $47.10 to $48.05 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F8The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $48.10 to $48.95 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F9Shares are held by The Ted and Julie Ho Living Trust for which the Reporting Person serves as trustee.