SEC Form 4 · accession 0001209191-16-150854
Gigamon Inc. · GIMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rex S Jackson
Officer — Chief Financial Officer
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001484504
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2016 | A | 50,000 | $0.00 | A | 50,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $57.45 | Nov 15, 2016 | A | 100,000 | A | — | Nov 14, 2023 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1The reported securities represent restricted stock units, 25% of which shall vest on November 15, 2017 and 1/16th of which shall vest on the 15th of each of February, May, August and November thereafter.
- F225% of the shares underlying the option vest on October 27, 2017 and the remaining shares shall vest in 36 equal monthly installments thereafter.