SEC Form 4 · accession 0001209191-16-150684
Gigamon Inc. · GIMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shehzad Merchant
Officer — Chief Technology Officer
Period of report
Nov 15, 2016
Accepted (ET)
Nov 16, 2016 · 6:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001484504
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2016 | F | 1,761 | $57.45 | D | 63,907 | D | |
| Common StockF2 | Nov 16, 2016 | S | 17,600 | $57.0604 | D | 46,307 | D | |
| Common StockF3 | Nov 16, 2016 | S | 569 | $57.654 | D | 45,738 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.
- F2The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $56.50 to $57.45 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $57.50 to $57.90 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.