SEC Form 4 · accession 0001209191-16-148283
Gigamon Inc. · GIMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ted C Ho
Director
Period of report
Nov 1, 2016
Accepted (ET)
Nov 3, 2016 · 7:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001484504
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Nov 1, 2016 | S | 5,600 | $54.1696 | D | 365,319 | I | See footnote |
| Common StockF4,F3 | Nov 1, 2016 | S | 9,300 | $55.2229 | D | 356,019 | I | See footnote |
| Common StockF3 | Nov 1, 2016 | S | 100 | $55.85 | D | 355,919 | I | See footnote |
| Common StockF2,F5 | Nov 1, 2016 | S | 5,600 | $54.1631 | D | 365,319 | I | See footnote |
| Common StockF4,F5 | Nov 1, 2016 | S | 9,300 | $55.2091 | D | 356,019 | I | See footnote |
| Common StockF5 | Nov 1, 2016 | S | 100 | $55.85 | D | 355,919 | I | See footnote |
| Common StockF6,F3 | Nov 2, 2016 | S | 12,100 | $53.0552 | D | 343,819 | I | See footnote |
| Common StockF7,F3 | Nov 2, 2016 | S | 2,900 | $53.8879 | D | 340,919 | I | See footnote |
| Common StockF6,F5 | Nov 2, 2016 | S | 12,100 | $53.0499 | D | 343,819 | I | See footnote |
| Common StockF8,F5 | Nov 2, 2016 | S | 2,900 | $53.8788 | D | 340,919 | I | See footnote |
| Common Stock | holding | — | — | — | 11,837 | D | ||
| Common StockF9 | holding | — | — | — | 213,531 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported on this Form 4 were affected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 23, 2016.
- F2The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $53.70 to $54.65 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3Shares are held by The Ted Ching-Lin Ho Nevada Gift Trust under which the Reporting Person may receive discretionary distributions during his lifetime.
- F4The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $54.70 to $55.68 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F5Shares are held by The Julie Hsiao Ling Ho Nevada Gift Trust under which the Reporting Person may receive discretionary distributions during his lifetime.
- F6The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $52.70 to $53.65 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F7The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $53.70 to $54.30 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F8The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $53.70 to $54.15 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F9Shares are held by The Ted and Julie Ho Living Trust for which the Reporting Person serves as trustee.