SEC Form 4 · accession 0001209191-16-140935
Gigamon Inc. · GIMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ted C Ho
Director
Period of report
Sep 8, 2016
Accepted (ET)
Sep 12, 2016 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001484504
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Sep 8, 2016 | S | 15,000 | $46.4069 | D | 415,919 | I | See Footnote |
| Common StockF2,F4 | Sep 8, 2016 | S | 15,000 | $46.4021 | D | 415,919 | I | See Footnote |
| Common StockF5,F3 | Sep 9, 2016 | S | 9,500 | $45.3294 | D | 406,419 | I | See Footnote |
| Common StockF6,F3 | Sep 9, 2016 | S | 5,500 | $46.3469 | D | 400,919 | I | See Footnote |
| Common StockF7,F4 | Sep 9, 2016 | S | 9,500 | $45.3252 | D | 406,419 | I | See Footnote |
| Common StockF8,F4 | Sep 9, 2016 | S | 5,500 | $46.3459 | D | 400,919 | I | See Footnote |
| Common Stock | holding | — | — | — | 11,837 | D | ||
| Common StockF9 | holding | — | — | — | 213,531 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported on this Form 4 were affected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 23, 2016.
- F2The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $46.07 to $46.76 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3Shares are held by The Ted Ching-Lin Ho Nevada Gift Trust under which the Reporting Person may receive discretionary distributions during his lifetime.
- F4Shares are held by The Julie Hsiao Ling Ho Nevada Gift Trust under which the Reporting Person may receive discretionary distributions during his lifetime.
- F5The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $44.75 to $45.74 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F6The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $45.87 to $46.56 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F7The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $44.78 to $45.74 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F8The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $45.84 to $46.54 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F9Shares are held by The Ted and Julie Ho Living Trust for which the Reporting Person serves as trustee.