SEC Form 4 · accession 0001209191-16-137068
Gigamon Inc. · GIMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul B Shinn
Officer — Chief Legal Officer & SVP
Period of report
Aug 11, 2016
Accepted (ET)
Aug 15, 2016 · 7:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001484504
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 11, 2016 | M | 80,000 | $11.64 | A | 120,992 | D | |
| Common StockF1 | Aug 11, 2016 | S | 80,000 | $45.613 | D | 40,992 | D | |
| Common Stock | Aug 12, 2016 | M | 46,666 | $11.64 | A | 87,658 | D | |
| Common StockF2 | Aug 12, 2016 | S | 52,978 | $45.9522 | D | 34,680 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $11.64 | Aug 11, 2016 | M | 80,000 | D | — | Jun 21, 2022 | Common Stock | 80,000 | 46,666 | D |
| Stock Option (right to buy)F3 | $11.64 | Aug 12, 2016 | M | 46,666 | D | — | Jun 21, 2022 | Common Stock | 46,666 | 0 | D |
Explanation of responses
- F1The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $45.47 to $45.78 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F2The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $45.68 to $46.32 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F325% of the option shares vested on May 14, 2013 and the remaining shares vested in 36 equal monthly installments thereafter.
Remarks
All share numbers and per share prices disclosed in this Form 4 give effect to the Issuer's one-for-three reverse stock split completed on May 20, 2013.