SEC Form 4 · accession 0001209191-16-135768
Gigamon Inc. · GIMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ted C Ho
Director
Period of report
Aug 4, 2016
Accepted (ET)
Aug 5, 2016 · 6:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001484504
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Aug 4, 2016 | S | 15,000 | $44.4932 | D | 445,919 | I | See Footnote |
| Common StockF4,F5 | Aug 4, 2016 | S | 15,000 | $44.4924 | D | 445,919 | I | See Footnote |
| Common StockF6,F3 | Aug 5, 2016 | S | 15,000 | $45.2277 | D | 430,919 | I | See Footnote |
| Common StockF6,F5 | Aug 5, 2016 | S | 15,000 | $45.232 | D | 430,919 | I | See Footnote |
| Common StockF7,F8 | Aug 5, 2016 | S | 5,000 | $45.0302 | D | 0 | I | See Footnote |
| Common Stock | holding | — | — | — | 11,837 | D | ||
| Common StockF9 | holding | — | — | — | 213,531 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported on this Form 4 were affected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 23, 2016.
- F2The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $44.10 to $44.87 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3Shares are held by The Ted Ching-Lin Ho Nevada Gift Trust under which the Reporting Person may receive discretionary distributions during his lifetime.
- F4The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $44.09 to $44.90 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F5Shares are held by The Julie Hsiao Ling Ho Nevada Gift Trust under which the Reporting Person may receive discretionary distributions during his lifetime.
- F6The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $44.97 to $45.67 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F7The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $45.02 to $45.045 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F8Shares are held in the name of Tiffany Fay Ho & Julie Ho JTWROS. The Reporting Person disclaims beneficial ownership of these securities.
- F9Shares are held by The Ted and Julie Ho Living Trust for which the Reporting Person serves as trustee.