SEC Form 4 · accession 0001209191-16-135212
Gigamon Inc. · GIMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Hooper
Officer — Chief Executive Officer · Director
Period of report
Aug 1, 2016
Accepted (ET)
Aug 3, 2016 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001484504
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2016 | M | 1,112 | $6.09 | A | 157,313 | D | |
| Common Stock | Aug 1, 2016 | M | 10,545 | $6.09 | A | 167,858 | D | |
| Common Stock | Aug 1, 2016 | M | 28,894 | $13.11 | A | 196,752 | D | |
| Common StockF2 | Aug 1, 2016 | S | 35,000 | $44.7756 | D | 161,752 | D | |
| Common StockF3 | Aug 1, 2016 | S | 10,000 | $45.404 | D | 151,752 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $6.09 | Aug 1, 2016 | M | 1,112 | D | — | Apr 5, 2022 | Common Stock | 1,112 | 0 | D |
| Stock Option (right to buy)F4 | $6.09 | Aug 1, 2016 | M | 10,545 | D | — | Apr 5, 2022 | Common Stock | 10,545 | 0 | D |
| Stock Option (right to buy)F5 | $13.11 | Aug 1, 2016 | M | 28,894 | D | — | Mar 1, 2023 | Common Stock | 28,894 | 137,772 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2015.
- F2The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $44.28 to $45.27 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $45.28 to $45.50 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F4The shares subject to the option shall vest in 36 equal monthly installments beginning June 11, 2013.
- F5The shares subject to the option shall vest in 48 equal monthly installments beginning January 1, 2013.
Remarks
All share numbers and per share prices disclosed on this Form 4 give effect to the Issuer's one-for-three reverse stock split completed on May 20, 2013.