SEC Form 4 · accession 0001209191-16-132330
Gigamon Inc. · GIMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mike Burns
Officer — Chief Financial Officer
Period of report
Jul 8, 2016
Accepted (ET)
Jul 11, 2016 · 6:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001484504
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 8, 2016 | M | 12,335 | $21.44 | A | 93,847 | D | |
| Common Stock | Jul 8, 2016 | S | 12,335 | $40.00 | D | 81,512 | D | |
| Common Stock | Jul 11, 2016 | M | 3,665 | $21.44 | A | 85,177 | D | |
| Common Stock | Jul 11, 2016 | S | 3,665 | $40.00 | D | 81,512 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $21.44 | Jul 8, 2016 | M | 12,335 | D | — | Feb 17, 2022 | Common Stock | 12,335 | 35,665 | D |
| Stock Option (right to buy)F2 | $21.44 | Jul 11, 2016 | M | 3,665 | D | — | Feb 17, 2022 | Common Stock | 3,665 | 32,000 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2015.
- F225% of the option shares vested on February 17, 2016 and the remaining shares vest in 36 equal monthly installments thereafter.