SEC Form 4 · accession 0001209191-16-126930
Gigamon Inc. · GIMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ted C Ho
Director
Period of report
Jun 9, 2016
Accepted (ET)
Jun 9, 2016 · 8:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001484504
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 9, 2016 | A | 5,894 | $0.00 | A | 11,837 | D | |
| Common StockF3 | holding | — | — | — | 460,919 | I | See Footnote | |
| Common StockF4 | holding | — | — | — | 460,919 | I | See Footnote | |
| Common StockF5 | holding | — | — | — | 213,531 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects automatic annual restricted stock unit ("RSU") awards pursuant to the Issuer's Outside Director Compensation Policy, effective June 11, 2013, as amended as of April 21, 2015.
- F2The reported securities awarded on June 9, 2016 (the "Award Date") represent RSUs which vest in twelve equal monthly installments following the Award Date and will vest fully on the earlier of June 9, 2017 or the date of the Issuer's next annual meeting of the stockholders, subject to the Reporting Person's continued service on the Issuer's board of directors through each vesting date.
- F3Shares are held by The Ted Ching-Lin Ho Nevada Gift Trust under which the Reporting Person may receive discretionary distributions during his lifetime.
- F4Shares are held by The Julie Hsiao Ling Ho Nevada Gift Trust under which the Reporting Person may receive discretionary distributions during his lifetime.
- F5Shares are held by The Ted and Julie Ho Living Trust for which the Reporting Person serves as trustee.