SEC Form 4 · accession 0001209191-16-108582
Gigamon Inc. · GIMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mike Burns
Officer — Chief Financial Officer
Period of report
Mar 14, 2016
Accepted (ET)
Mar 15, 2016 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001484504
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 14, 2016 | M | 12,821 | $11.02 | A | 116,865 | D | |
| Common Stock | Mar 14, 2016 | S | 17,198 | $30.00 | D | 99,667 | D | |
| Common StockF2 | Mar 14, 2016 | S | 4,602 | $30.0563 | D | 95,065 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $11.02 | Mar 14, 2016 | M | 12,821 | D | — | Jul 29, 2024 | Common Stock | 12,821 | 74,462 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2015.
- F2The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $30.00 to $30.21 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F325% of the option shares vested on July 22, 2015 and the remaining shares vest in 36 equal monthly installments thereafter.