SEC Form 4 · accession 0001209191-15-078138
Gigamon Inc. · GIMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Hooper
Officer — Chief Executive Officer · Director
Period of report
Nov 2, 2015
Accepted (ET)
Nov 3, 2015 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001484504
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2015 | M | 30,000 | $6.09 | A | 145,904 | D | |
| Common StockF2 | Nov 2, 2015 | S | 30,000 | $26.4242 | D | 115,904 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $6.09 | Nov 2, 2015 | M | 1,111 | D | — | Apr 5, 2022 | Common Stock | 1,111 | 4,445 | D |
| Stock Option (right to buy)F3 | $6.09 | Nov 2, 2015 | M | 28,889 | D | — | Apr 5, 2022 | Common Stock | 28,889 | 52,353 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2015.
- F2The sale price for this transaction reported in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $26.04 to $26.63 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3The shares subject to the option shall vest in 36 equal monthly installments beginning June 11, 2013.
Remarks
All share numbers and per share prices disclosed on this Form 4 give effect to the Issuer's one-for-three reverse stock split completed on May 20, 2013.