SEC Form 4 · accession 0001104659-15-012678
Gigamon Inc. · GIMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
HIGHLAND CAPITAL PARTNERS VII-B L P
10% Owner
Highland Capital Partners VII-C LP
10% Owner
Highland Capital Partners VII LP
10% Owner
Period of report
Feb 18, 2015
Accepted (ET)
Feb 20, 2015 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001484504
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2015 | J | 922,198 | $0.00 | D | 2,627,960 | I | See footnote |
| Common StockF2 | Feb 18, 2015 | J | 223,467 | $0.00 | D | 636,805 | I | See footnote |
| Common StockF3 | Feb 18, 2015 | J | 325,438 | $0.00 | D | 927,390 | I | See footnote |
| Common StockF4 | Feb 18, 2015 | J | 28,897 | $0.00 | D | 82,345 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Effective February 18, 2015, Highland Capital Partners VII Limited Partnership ("HCP VII"), a venture capital partnership, distributed in-kind, without consideration, a total of 922,198 shares of Common Stock of the Issuer to its limited partners, including Highland Management Partners VII, LP ("HMP VII LP"), the general partner of HCP VII, and to the limited partners of HMP VII. The remaining securities are held by HCP VII. Highland Management Partners VII, LLC ("HMP VII LLC") is the general partner of HMP VII LP. Each of HMP VII LP and HMP VII LLC disclaims beneficial ownership of all shares held by HCP VII except to the extent, if any, of such entity's pecuniary interest therein.
- F2Effective February 18, 2015, Highland Capital Partners VII-B Limited Partnership ("HCP VII-B"), a venture capital partnership, distributed in-kind, without consideration, a total of 223,467 shares of Common Stock of the Issuer to its limited partners, including HMP VII LP, the general partner of HCP VII-B, and to the limited partners of HMP VII. The remaining securities are held by HCP VII-B. Each of HMP VII LP and HMP VII LLC disclaims beneficial ownership of all shares held by HCP VII-B except to the extent, if any, of such entity's pecuniary interest therein.
- F3Effective February 18, 2015, Highland Capital Partners VII-C Limited Partnership ("HCP VII-C"), a venture capital partnership, distributed in-kind, without consideration, a total of 325,438 shares of Common Stock of the Issuer to its limited partners, including HMP VII LP, the general partner of HCP VII-C, and to the limited partners of HMP VII. The remaining securities are held by HCP VII-C. Each of HMP VII LP and HMP VII LLC disclaims beneficial ownership of all shares held by HCP VII-C except to the extent, if any, of such entity's pecuniary interest therein.
- F4Effective February 18, 2015, Highland Entrepreneurs' Fund VII Limited Partnership ("HEF VII"), a venture capital partnership, distributed in-kind, without consideration, a total of 28,897 shares of Common Stock of the Issuer to its limited partners, including HMP VII LP, the general partner of HEF VII, and to the limited partners of HMP VII. The remaining securities are held by HEF VII. Each of HMP VII LP and HMP VII LLC disclaims beneficial ownership of all shares held by HEF VII except to the extent, if any, of such entity's pecuniary interest therein.