SEC Form 4 · accession 0001019687-15-001357
Empowered Products, Inc. · EMPO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott S. Fraser
Officer — President and CEO · Director · 10% Owner
Period of report
May 21, 2012
Accepted (ET)
Apr 8, 2015 · 7:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001483935
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 21, 2012 | P | 1,000 | $1.10 | A | 40,005,000 | D | |
| Common Stock | May 22, 2012 | P | 1,000 | $1.01 | A | 40,006,000 | D | |
| Common Stock | Dec 5, 2012 | P | 2,000 | $0.26 | A | 40,008,000 | D | |
| Common Stock | Dec 18, 2012 | P | 1,000 | $0.25 | A | 40,009,000 | D | |
| Common StockF1 | Jun 2, 2014 | P$0 | 3,080,000 | — | A | 43,089,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On June 2, 2014, the Reporting Person acquired all of the issued and outstanding equity of EP Trading Services AG, Baar, a company formed under the laws of Switzerland, ("EP Trading"), pursuant to the exercise of a call option, for a total amount equal to 200,000 Swiss Francs, which was equivalent to approximately US$222,612. At the time of the acquisition, EP Trading owned 3,080,000 shares of the Issuer, which was concurrently transferred to the Reporting Person, changing his beneficial ownership from indirect to direct.