SEC Form 4 · accession 0001483510-16-000213
EXPRESS, INC. · EXPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A Weiss
Director
Period of report
Mar 30, 2016
Accepted (ET)
Apr 1, 2016 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001483510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01F1,F2 | Mar 30, 2016 | A | 128,598 | $0.00 | A | 1,541,972 | D | |
| Common Stock, par value $0.01F3 | holding | — | — | — | 334,729 | I | By the Michael A. Weiss Trust Agreement Gamma #5 | |
| Common Stock, par value $0.01 | holding | — | — | — | 7 | I | By the Declaration of Trust of Arlene Weiss |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes restricted stock units that are settled in common stock upon vesting on April 15, 2016.
- F2Total includes 1,401,460 shares that are held by the Declaration of Trust of Michael A. Weiss (the M. Weiss Trust). The M. Weiss Trust is a revocable trust of which Mr. Weiss is the trustee and sole beneficiary. Accordingly, these shares are reported as being held directly by Mr. Weiss.
- F3This trust is a grantor retained annuity trust for the benefit of Mr. Weiss and his descendants. Mr. Weiss is not the trustee of the trust and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.