SEC Form 4 · accession 0001483510-15-000126
EXPRESS, INC. · EXPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Periclis Pericleous
Officer — SVP, CFO and Treasurer
Period of report
Jul 15, 2015
Accepted (ET)
Jul 16, 2015 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001483510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01F1 | Jul 15, 2015 | A | 9,103 | $0.00 | A | 30,062 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $18.84 | Jul 15, 2015 | A | 8,527 | A | — | Jul 15, 2025 | Common Stock, par value $0.01 | 8,527 | 8,527 | D |
Explanation of responses
- F1These shares represent restricted stock units that are to be settled in common stock upon vesting. One-quarter of the restricted stock units vest on each of the following dates: July 15, 2016, July 15, 2017, July 15, 2018, and July 15, 2019.
- F2One-quarter of the stock options vest on each of the following dates: July 15, 2016, July 15, 2017, July 15, 2018, and July 15, 2019.