SEC Form 4 · accession 0001483510-15-000055
EXPRESS, INC. · EXPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew C Moellering
Officer — EVP & Chief Operating Officer
Period of report
Mar 26, 2015
Accepted (ET)
Mar 30, 2015 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001483510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01F1 | Mar 26, 2015 | A | 21,498 | $0.00 | A | 250,413 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $16.28 | Mar 26, 2015 | A | 19,255 | A | — | Mar 26, 2025 | Common Stock, par value $0.01 | 19,255 | 19,255 | D |
Explanation of responses
- F1These shares represent restricted stock units that are to be settled in common stock upon vesting. One-quarter of the restricted stock units vest on each of the following dates: April 15, 2016, April 15, 2017, April 15, 2018, and April 15, 2019.
- F2One-quarter of the stock options vest on each of the following dates: April 15, 2016, April 15, 2017, April 15, 2018, and April 15, 2019.