SEC Form 4 · accession 0001140361-18-013824
Oritani Financial Corp · ORIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin J Lynch
Officer — President and CEO · Director
Period of report
Mar 14, 2018
Accepted (ET)
Mar 16, 2018 · 2:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001483195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 14, 2018 | M | 29,115 | $10.43 | A | 791,252 | D | |
| Common Stock | Mar 14, 2018 | S | 29,115 | $15.8724 | D | 762,137 | D | |
| Common Stock | Mar 15, 2018 | M | 94,212 | $10.43 | A | 856,349 | D | |
| Common Stock | Mar 15, 2018 | S | 94,212 | $15.8053 | D | 762,137 | D | |
| Common Stock | Mar 16, 2018 | M | 68 | $10.43 | A | 762,205 | D | |
| Common Stock | Mar 16, 2018 | S | 68 | $15.95 | D | 762,137 | D | |
| Common Stock | holding | — | — | — | 17,792 | I | By Family | |
| Common StockF1 | holding | — | — | — | 59,233 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $10.43 | Mar 14, 2018 | M | 29,115 | D | May 5, 2009 | May 23, 2018 | Common Stock | 29,115 | 94,280 | D |
| Stock Options | $10.43 | Mar 15, 2018 | M | 94,212 | D | May 5, 2009 | May 23, 2018 | Common Stock | 94,212 | 68 | D |
| Stock Options | $10.43 | Mar 16, 2018 | M | 68 | D | May 5, 2009 | May 23, 2018 | Common Stock | 68 | 0 | D |
| Stock Options | $11.95 | holding | — | — | — | Aug 18, 2012 | Aug 18, 2021 | Common Stock | 950,910 | 950,910 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.