SEC Form 4 · accession 0001140361-17-033423
Oritani Financial Corp · ORIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Guinan
Officer — EVP and CLO
Period of report
Aug 25, 2017
Accepted (ET)
Aug 28, 2017 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001483195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 25, 2017 | M | 23,007 | $11.95 | A | 108,211 | D | |
| Common Stock | Aug 25, 2017 | S | 1,100 | $16.175 | D | 107,111 | D | |
| Common Stock | Aug 25, 2017 | S | 200 | $16.1625 | D | 106,911 | D | |
| Common Stock | Aug 25, 2017 | S | 100 | $16.2125 | D | 106,811 | D | |
| Common Stock | Aug 25, 2017 | S | 16,100 | $16.15 | D | 90,711 | D | |
| Common Stock | Aug 25, 2017 | S | 5,507 | $16.20 | D | 85,204 | D | |
| Common StockF1 | holding | — | — | — | 59,233 | I | By Esop |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $11.95 | Aug 25, 2017 | M | 23,007 | D | Aug 18, 2012 | Aug 18, 2021 | Common Stock | 23,007 | 21,772 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.