SEC Form 4 · accession 0001140361-17-032413
Oritani Financial Corp · ORIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Guinan
Officer — EVP and CLO
Period of report
Aug 14, 2017
Accepted (ET)
Aug 16, 2017 · 3:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001483195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2017 | M | 50,000 | $11.95 | A | 135,204 | D | |
| Common Stock | Aug 14, 2017 | S | 36,795 | $16.25 | D | 98,409 | D | |
| Common Stock | Aug 14, 2017 | S | 400 | $16.275 | D | 98,009 | D | |
| Common Stock | Aug 14, 2017 | S | 10,905 | $16.30 | D | 87,104 | D | |
| Common Stock | Aug 14, 2017 | S | 1,900 | $16.325 | D | 85,204 | D | |
| Common Stock | Aug 15, 2017 | M | 21,478 | $11.95 | A | 106,682 | D | |
| Common Stock | Aug 15, 2017 | S | 8,400 | $16.375 | D | 98,282 | D | |
| Common Stock | Aug 15, 2017 | S | 13,078 | $16.35 | D | 85,204 | D | |
| Common StockF1 | holding | — | — | — | 51,157 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $11.95 | Aug 14, 2017 | M | 50,000 | D | Aug 18, 2012 | Aug 18, 2021 | Common Stock | 50,000 | 91,264 | D |
| Stock Options | $11.95 | Aug 15, 2017 | M | 21,478 | D | Aug 18, 2012 | Aug 18, 2021 | Common Stock | 21,478 | 69,786 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.