SEC Form 4 · accession 0001140361-17-023767
Oritani Financial Corp · ORIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Wyks
Officer — SVP
Period of report
Jun 1, 2017
Accepted (ET)
Jun 5, 2017 · 3:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001483195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2017 | M | 10,000 | $10.43 | A | 26,698 | D | |
| Common Stock | Jun 1, 2017 | S | 1,473 | $16.60 | D | 25,225 | D | |
| Common Stock | Jun 1, 2017 | S | 100 | $16.614 | D | 25,125 | D | |
| Common Stock | Jun 1, 2017 | S | 100 | $16.625 | D | 25,025 | D | |
| Common Stock | Jun 1, 2017 | S | 2,127 | $16.65 | D | 22,898 | D | |
| Common Stock | Jun 1, 2017 | S | 400 | $16.6535 | D | 22,498 | D | |
| Common Stock | Jun 1, 2017 | S | 2,700 | $16.675 | D | 19,798 | D | |
| Common Stock | Jun 1, 2017 | S | 400 | $16.70 | D | 19,398 | D | |
| Common Stock | Jun 1, 2017 | S | 100 | $16.701 | D | 19,298 | D | |
| Common Stock | Jun 1, 2017 | S | 400 | $16.7035 | D | 18,898 | D | |
| Common Stock | Jun 1, 2017 | S | 2,200 | $16.725 | D | 16,698 | D | |
| Common StockF1 | holding | — | — | — | 10,656 | I | By 401(k) | |
| Common StockF1 | holding | — | — | — | 58,283 | I | By ESOP | |
| Common Stock | holding | — | — | — | 5,250 | I | By Family |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $10.43 | Jun 1, 2017 | M | 10,000 | D | May 5, 2009 | May 5, 2018 | Common Stock | 10,000 | 10,000 | D |
| Stock Options | $11.95 | holding | — | — | — | Aug 18, 2012 | Aug 18, 2021 | Common Stock | 32,000 | 32,000 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.