SEC Form 4 · accession 0001140361-17-021005
Oritani Financial Corp · ORIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Guinan
Officer — EVP and CLO
Period of report
May 11, 2016
Accepted (ET)
May 16, 2017 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001483195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 11, 2016 | S | 9,772 | $16.6791 | D | 85,204 | D | |
| Common StockF2 | May 15, 2017 | M | 50,000 | $11.95 | A | 135,204 | D | |
| Common StockF2 | May 15, 2017 | S | 8,000 | $17.00 | D | 127,204 | D | |
| Common StockF2 | May 15, 2017 | S | 1,000 | $16.975 | D | 126,204 | D | |
| Common StockF2 | May 15, 2017 | S | 6,303 | $16.95 | D | 119,901 | D | |
| Common StockF2 | May 15, 2017 | S | 300 | $16.925 | D | 119,601 | D | |
| Common StockF2 | May 15, 2017 | S | 7,100 | $16.90 | D | 112,501 | D | |
| Common StockF2 | May 15, 2017 | S | 8,800 | $16.80 | D | 103,701 | D | |
| Common StockF2 | May 15, 2017 | S | 18,497 | $16.85 | D | 85,204 | D | |
| Common StockF1 | holding | — | — | — | 51,157 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $11.95 | May 15, 2017 | M | 50,000 | D | Aug 18, 2012 | Aug 18, 2021 | Common Stock | 50,000 | 141,264 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F2Reflects a correction to the reporting person beneficial ownership resulting from clerical error.