SEC Form 4 · accession 0001140361-16-089072
Oritani Financial Corp · ORIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin J Lynch
Officer — President and CEO · Director
Period of report
Dec 6, 2016
Accepted (ET)
Dec 8, 2016 · 10:34 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001483195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 6, 2016 | M | 70,857 | $10.43 | A | 807,994 | D | |
| Common Stock | Dec 6, 2016 | S | 70,857 | $17.75 | D | 737,137 | D | |
| Common Stock | Dec 7, 2016 | M | 25,000 | $10.43 | A | 762,137 | D | |
| Common Stock | Dec 7, 2016 | S | 25,000 | $17.7028 | D | 737,137 | D | |
| Common Stock | holding | — | — | — | 17,792 | I | By Family | |
| Common Stock | holding | — | — | — | 51,157 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $10.43 | Dec 6, 2016 | M | 70,857 | D | May 5, 2009 | May 5, 2018 | Common Stock | 70,857 | 376,942 | D |
| Stock Options | $10.43 | Dec 7, 2016 | M | 25,000 | D | May 5, 2009 | May 5, 2018 | Common Stock | 25,000 | 351,942 | D |
| Stock Options | $11.95 | holding | — | — | — | Aug 18, 2012 | Aug 18, 2021 | Common Stock | 950,910 | 950,910 | D |