SEC Form 4 · accession 0001140361-16-088890
Oritani Financial Corp · ORIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Fields Jr.
Officer — EVP and CFO · Director
Period of report
Dec 2, 2016
Accepted (ET)
Dec 6, 2016 · 1:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001483195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 2, 2016 | M | 90,912 | $11.95 | A | 391,994 | D | |
| Common Stock | Dec 2, 2016 | S | 61,221 | $17.50 | D | 330,773 | D | |
| Common Stock | Dec 2, 2016 | S | 999 | $17.525 | D | 329,774 | D | |
| Common Stock | Dec 2, 2016 | S | 200 | $17.5375 | D | 329,574 | D | |
| Common Stock | Dec 2, 2016 | S | 3,690 | $17.55 | D | 325,884 | D | |
| Common Stock | Dec 2, 2016 | S | 400 | $17.575 | D | 325,484 | D | |
| Common Stock | Dec 2, 2016 | S | 200 | $17.60 | D | 325,284 | D | |
| Common Stock | Dec 2, 2016 | S | 100 | $17.625 | D | 325,184 | D | |
| Common Stock | Dec 2, 2016 | S | 7,638 | $17.65 | D | 317,546 | D | |
| Common Stock | Dec 2, 2016 | S | 7,710 | $17.675 | D | 309,836 | D | |
| Common Stock | Dec 2, 2016 | S | 4,800 | $17.70 | D | 305,036 | D | |
| Common Stock | Dec 2, 2016 | S | 3,915 | $17.725 | D | 301,121 | D | |
| Common Stock | Dec 2, 2016 | S | 39 | $17.75 | D | 301,082 | D | |
| Common Stock | Dec 5, 2016 | M | 51,942 | $11.95 | A | 353,024 | D | |
| Common Stock | Dec 5, 2016 | S | 1,092 | $17.525 | D | 351,932 | D | |
| Common Stock | Dec 5, 2016 | S | 16,879 | $17.55 | D | 335,053 | D | |
| Common Stock | Dec 5, 2016 | S | 7,808 | $17.575 | D | 327,245 | D | |
| Common Stock | Dec 5, 2016 | S | 16,100 | $17.60 | D | 311,145 | D | |
| Common Stock | Dec 5, 2016 | S | 2,800 | $17.625 | D | 308,345 | D | |
| Common Stock | Dec 5, 2016 | S | 1,963 | $17.65 | D | 306,382 | D | |
| Common Stock | Dec 5, 2016 | S | 100 | $17.675 | D | 306,282 | D | |
| Common Stock | Dec 5, 2016 | S | 3,900 | $17.70 | D | 302,382 | D | |
| Common Stock | Dec 5, 2016 | S | 1,100 | $17.725 | D | 301,282 | D | |
| Common Stock | Dec 5, 2016 | S | 200 | $17.75 | D | 301,082 | D | |
| Common Stock | holding | — | — | — | 451 | I | By Family | |
| Common Stock | holding | — | — | — | 360 | I | By IRA | |
| Common Stock | holding | — | — | — | 51,157 | I | By ESOP | |
| Common StockF1 | holding | — | — | — | 24,116 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $11.95 | Dec 2, 2016 | M | 90,912 | D | Aug 18, 2012 | Aug 18, 2021 | Common Stock | 90,912 | 315,102 | D |
| Stock Options | $11.95 | Dec 5, 2016 | M | 51,942 | D | Aug 18, 2012 | Aug 18, 2021 | Common Stock | 51,942 | 263,160 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.