SEC Form 4 · accession 0001140361-16-088039
Oritani Financial Corp · ORIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Fields Jr.
Officer — EVP and CFO
Period of report
Nov 25, 2016
Accepted (ET)
Nov 29, 2016 · 2:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001483195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 25, 2016 | M | 48,220 | $10.43 | A | 340,934 | D | |
| Common Stock | Nov 25, 2016 | S | 16,657 | $17.65 | D | 324,277 | D | |
| Common Stock | Nov 25, 2016 | S | 1,974 | $17.675 | D | 322,303 | D | |
| Common Stock | Nov 25, 2016 | S | 12,577 | $17.70 | D | 309,726 | D | |
| Common Stock | Nov 25, 2016 | S | 1,506 | $17.725 | D | 308,220 | D | |
| Common Stock | Nov 25, 2016 | S | 6,133 | $17.75 | D | 302,087 | D | |
| Common Stock | Nov 25, 2016 | S | 900 | $17.751 | D | 301,187 | D | |
| Common Stock | Nov 25, 2016 | S | 8,473 | $17.90 | D | 292,714 | D | |
| Common Stock | Nov 28, 2016 | M | 2,243 | $10.43 | A | 294,957 | D | |
| Common Stock | Nov 28, 2016 | M | 7,146 | $11.95 | A | 302,103 | D | |
| Common Stock | Nov 28, 2016 | S | 7,805 | $17.55 | D | 294,298 | D | |
| Common Stock | Nov 28, 2016 | S | 1,584 | $17.75 | D | 292,714 | D | |
| Common Stock | Nov 29, 2016 | M | 8,368 | $11.95 | A | 301,082 | D | |
| Common Stock | holding | — | — | — | 451 | I | By Family | |
| Common Stock | holding | — | — | — | 360 | I | By IRA | |
| Common Stock | holding | — | — | — | 51,157 | I | By ESOP | |
| Common StockF1 | holding | — | — | — | 24,116 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $10.43 | Nov 25, 2016 | M | 48,220 | D | May 5, 2009 | May 5, 2018 | Common Stock | 48,220 | 2,243 | D |
| Stock Options | $10.43 | Nov 28, 2016 | M | 2,243 | D | May 5, 2009 | May 5, 2018 | Common Stock | 2,243 | 0 | D |
| Stock Options | $11.95 | Nov 28, 2016 | M | 7,146 | D | Aug 18, 2012 | Aug 18, 2021 | Common Stock | 7,146 | 414,382 | D |
| Stock Options | $11.95 | Nov 29, 2016 | M | 8,368 | D | Aug 18, 2012 | Aug 18, 2021 | Common Stock | 8,368 | 406,014 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.