SEC Form 4 · accession 0001140361-16-079168
Oritani Financial Corp · ORIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Guinan
Officer — EVP and CLO
Period of report
Sep 7, 2016
Accepted (ET)
Sep 8, 2016 · 1:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001483195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 7, 2016 | S | 270 | $16.02 | D | 112,602 | D | |
| Common Stock | Sep 7, 2016 | S | 30 | $16.025 | D | 112,572 | D | |
| Common Stock | Sep 7, 2016 | S | 700 | $16.03 | D | 111,872 | D | |
| Common Stock | Sep 7, 2016 | S | 200 | $16.035 | D | 111,672 | D | |
| Common Stock | Sep 7, 2016 | S | 800 | $16.04 | D | 110,872 | D | |
| Common Stock | Sep 7, 2016 | S | 1,021 | $16.05 | D | 109,851 | D | |
| Common Stock | Sep 7, 2016 | S | 200 | $16.055 | D | 109,651 | D | |
| Common Stock | Sep 7, 2016 | S | 516 | $16.06 | D | 109,135 | D | |
| Common Stock | Sep 7, 2016 | S | 200 | $16.065 | D | 108,935 | D | |
| Common Stock | Sep 7, 2016 | S | 2,058 | $16.07 | D | 106,877 | D | |
| Common Stock | Sep 7, 2016 | S | 100 | $16.075 | D | 106,777 | D | |
| Common Stock | Sep 7, 2016 | S | 1,625 | $16.08 | D | 105,152 | D | |
| Common Stock | Sep 7, 2016 | S | 80 | $16.0825 | D | 105,072 | D | |
| Common Stock | Sep 7, 2016 | S | 100 | $16.085 | D | 104,972 | D | |
| Common Stock | Sep 7, 2016 | S | 200 | $16.09 | D | 104,772 | D | |
| Common Stock | Sep 7, 2016 | S | 100 | $16.095 | D | 104,672 | D | |
| Common Stock | Sep 7, 2016 | S | 100 | $16.10 | D | 104,572 | D | |
| Common Stock | Sep 7, 2016 | S | 366 | $16.11 | D | 104,206 | D | |
| Common Stock | Sep 7, 2016 | S | 234 | $16.12 | D | 103,972 | D | |
| Common Stock | Sep 7, 2016 | S | 40 | $16.13 | D | 103,932 | D | |
| Common Stock | Sep 7, 2016 | S | 60 | $16.14 | D | 103,872 | D | |
| Common StockF1 | holding | — | — | — | 51,157 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $11.95 | holding | — | — | — | Aug 18, 2012 | Aug 18, 2021 | Common Stock | 204,368 | 204,368 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.