SEC Form 4 · accession 0001140361-16-078359
Oritani Financial Corp · ORIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Fields Jr.
Officer — EVP and CFO
Period of report
Aug 29, 2016
Accepted (ET)
Aug 31, 2016 · 3:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001483195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 29, 2016 | F | 13,559 | $15.88 | D | 292,714 | D | |
| Common Stock | holding | — | — | — | 451 | I | By Family | |
| Common Stock | holding | — | — | — | 360 | I | By IRA | |
| Common Stock | holding | — | — | — | 51,157 | I | By ESOP | |
| Common StockF1 | holding | — | — | — | 24,116 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $11.95 | holding | — | — | — | Aug 18, 2012 | Aug 18, 2021 | Common Stock | 421,528 | 421,528 | D |
| Stock Options | $10.43 | holding | — | — | — | May 5, 2009 | May 5, 2018 | Common Stock | 50,463 | 50,463 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.