SEC Form 4 · accession 0001140361-16-069604
Oritani Financial Corp · ORIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Fields Jr.
Officer — EVP and CFO
Period of report
Jun 10, 2016
Accepted (ET)
Jun 13, 2016 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001483195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 10, 2016 | M | 21,819 | $10.43 | A | 294,620 | D | |
| Common StockF1 | Jun 10, 2016 | S | 11,811 | $16.52 | D | 282,809 | D | |
| Common StockF1 | Jun 10, 2016 | S | 164 | $16.525 | D | 282,645 | D | |
| Common StockF1 | Jun 10, 2016 | S | 700 | $16.53 | D | 281,945 | D | |
| Common StockF1 | Jun 10, 2016 | S | 83 | $16.535 | D | 281,862 | D | |
| Common StockF1 | Jun 10, 2016 | S | 727 | $16.54 | D | 281,135 | D | |
| Common StockF1 | Jun 10, 2016 | S | 200 | $16.545 | D | 280,935 | D | |
| Common StockF1 | Jun 10, 2016 | S | 4,600 | $16.55 | D | 276,335 | D | |
| Common StockF1 | Jun 10, 2016 | S | 302 | $16.555 | D | 276,033 | D | |
| Common StockF1 | Jun 10, 2016 | S | 10 | $16.5575 | D | 276,023 | D | |
| Common StockF1 | Jun 10, 2016 | S | 2,107 | $16.56 | D | 273,916 | D | |
| Common StockF1 | Jun 10, 2016 | S | 1,115 | $16.57 | D | 272,801 | D | |
| Common StockF1 | Jun 13, 2016 | M | 1,800 | $10.43 | A | 274,604 | D | |
| Common StockF1 | Jun 13, 2016 | S | 1,800 | $16.52 | D | 272,801 | D | |
| Common Stock | holding | — | — | — | 451 | I | By Family | |
| Common Stock | holding | — | — | — | 360 | I | By IRA | |
| Common StockF3 | holding | — | — | — | 51,157 | I | By ESOP | |
| Common Stock | holding | — | — | — | 24,116 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $10.43 | Jun 10, 2016 | M | 21,819 | D | May 5, 2009 | May 5, 2018 | Common Stock | 21,819 | 52,263 | D |
| Stock Options | $10.43 | Jun 13, 2016 | M | 1,800 | D | May 5, 2009 | May 5, 2018 | Common Stock | 1,800 | 50,463 | D |
| Stock OptionsF2 | $11.95 | holding | — | — | — | Aug 18, 2012 | Aug 18, 2021 | Common Stock | 455,000 | 455,000 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on August 18, 2012.
- F2Stock options vest at a rate of 20% per year commencing on August 18, 2012.
- F3Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.