SEC Form 4 · accession 0001140361-16-064490
Oritani Financial Corp · ORIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Guinan
Officer — EVP and CLO
Period of report
May 10, 2016
Accepted (ET)
May 11, 2016 · 1:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001483195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 10, 2016 | S | 300 | $16.845 | D | 128,445 | D | |
| Common StockF1 | May 10, 2016 | S | 200 | $16.85 | D | 128,245 | D | |
| Common StockF1 | May 10, 2016 | S | 300 | $16.86 | D | 127,945 | D | |
| Common StockF1 | May 10, 2016 | S | 200 | $16.87 | D | 127,745 | D | |
| Common StockF1 | May 10, 2016 | S | 100 | $16.875 | D | 127,645 | D | |
| Common StockF1 | May 10, 2016 | S | 326 | $16.88 | D | 127,319 | D | |
| Common StockF1 | May 10, 2016 | S | 200 | $16.89 | D | 127,119 | D | |
| Common StockF1 | May 10, 2016 | S | 188 | $16.90 | D | 126,931 | D | |
| Common StockF1 | May 10, 2016 | S | 200 | $16.91 | D | 126,731 | D | |
| Common StockF1 | May 10, 2016 | S | 100 | $16.92 | D | 126,631 | D | |
| Common StockF1 | May 10, 2016 | S | 200 | $16.94 | D | 126,431 | D | |
| Common StockF3 | holding | — | — | — | 51,157 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $11.95 | holding | — | — | — | Aug 18, 2012 | Aug 18, 2021 | Common Stock | 204,368 | 204,368 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on August 18, 2012.
- F2Stock options vest at a rate of 20% per year commencing on August 18, 2012.
- F3Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.