SEC Form 4 · accession 0001140361-16-064489
Oritani Financial Corp · ORIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Guinan
Officer — EVP and CLO
Period of report
May 9, 2016
Accepted (ET)
May 11, 2016 · 1:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001483195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 9, 2016 | M | 23,825 | $11.95 | A | 150,256 | D | |
| Common StockF1 | May 9, 2016 | S | 17,125 | $16.75 | D | 133,131 | D | |
| Common StockF1 | May 9, 2016 | S | 1,200 | $16.755 | D | 131,931 | D | |
| Common StockF1 | May 9, 2016 | S | 1,214 | $16.76 | D | 130,717 | D | |
| Common StockF1 | May 9, 2016 | S | 100 | $16.765 | D | 130,617 | D | |
| Common StockF1 | May 9, 2016 | S | 1,500 | $16.77 | D | 129,117 | D | |
| Common StockF1 | May 9, 2016 | S | 480 | $16.78 | D | 128,637 | D | |
| Common StockF1 | May 9, 2016 | S | 1,500 | $16.79 | D | 127,137 | D | |
| Common StockF1 | May 9, 2016 | S | 606 | $16.80 | D | 126,531 | D | |
| Common StockF1 | May 9, 2016 | S | 100 | $16.815 | D | 126,431 | D | |
| Common StockF1 | May 10, 2016 | M | 60,071 | $11.95 | A | 186,502 | D | |
| Common StockF1 | May 10, 2016 | S | 20,834 | $16.75 | D | 165,668 | D | |
| Common StockF1 | May 10, 2016 | S | 1,100 | $16.75 | D | 164,568 | D | |
| Common StockF1 | May 10, 2016 | S | 500 | $16.7525 | D | 164,068 | D | |
| Common StockF1 | May 10, 2016 | S | 200 | $16.755 | D | 163,868 | D | |
| Common StockF1 | May 10, 2016 | S | 3,097 | $16.7575 | D | 160,771 | D | |
| Common StockF1 | May 10, 2016 | S | 300 | $16.76 | D | 160,471 | D | |
| Common StockF1 | May 10, 2016 | S | 15,800 | $16.765 | D | 144,671 | D | |
| Common StockF1 | May 10, 2016 | S | 100 | $16.77 | D | 144,571 | D | |
| Common StockF1 | May 10, 2016 | S | 1,000 | $16.775 | D | 143,571 | D | |
| Common StockF1 | May 10, 2016 | S | 8,621 | $16.78 | D | 134,950 | D | |
| Common StockF1 | May 10, 2016 | S | 600 | $16.79 | D | 134,350 | D | |
| Common StockF1 | May 10, 2016 | S | 1,500 | $16.7925 | D | 132,850 | D | |
| Common StockF1 | May 10, 2016 | S | 2,701 | $16.795 | D | 130,149 | D | |
| Common StockF1 | May 10, 2016 | S | 100 | $16.80 | D | 130,049 | D | |
| Common StockF1 | May 10, 2016 | S | 700 | $16.805 | D | 129,349 | D | |
| Common StockF1 | May 10, 2016 | S | 203 | $16.81 | D | 129,146 | D | |
| Common StockF1 | May 10, 2016 | S | 201 | $16.82 | D | 128,945 | D | |
| Common StockF1 | May 10, 2016 | S | 200 | $16.83 | D | 128,745 | D | |
| Common StockF3 | holding | — | — | — | 51,157 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $11.95 | May 9, 2016 | M | 23,825 | D | Aug 18, 2012 | Aug 18, 2021 | Common Stock | 23,825 | 264,439 | D |
| Stock OptionsF2 | $11.95 | May 10, 2016 | M | 60,071 | D | Aug 18, 2012 | Aug 18, 2021 | Common Stock | 60,071 | 204,368 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on August 18, 2012.
- F2Stock options vest at a rate of 20% per year commencing on August 18, 2012.
- F3Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.