SEC Form 4 · accession 0001140361-16-058411
Oritani Financial Corp · ORIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Fields Jr.
Officer — EVP and CFO
Period of report
Mar 17, 2016
Accepted (ET)
Mar 18, 2016 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001483195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 17, 2016 | S | 6,057 | $16.82 | D | 292,561 | D | |
| Common StockF1 | Mar 17, 2016 | S | 600 | $16.825 | D | 291,961 | D | |
| Common StockF1 | Mar 17, 2016 | S | 300 | $16.83 | D | 291,661 | D | |
| Common StockF1 | Mar 17, 2016 | S | 200 | $16.84 | D | 291,461 | D | |
| Common StockF1 | Mar 17, 2016 | S | 300 | $16.845 | D | 291,161 | D | |
| Common StockF1 | Mar 17, 2016 | S | 8,950 | $16.85 | D | 282,211 | D | |
| Common StockF1 | Mar 17, 2016 | S | 200 | $16.855 | D | 282,011 | D | |
| Common StockF1 | Mar 17, 2016 | S | 2,440 | $16.86 | D | 279,571 | D | |
| Common StockF1 | Mar 17, 2016 | S | 300 | $16.865 | D | 279,271 | D | |
| Common StockF1 | Mar 17, 2016 | S | 100 | $16.8675 | D | 279,171 | D | |
| Common StockF1 | Mar 17, 2016 | S | 3,610 | $16.87 | D | 275,561 | D | |
| Common StockF1 | Mar 17, 2016 | S | 560 | $16.88 | D | 275,001 | D | |
| Common StockF1 | Mar 17, 2016 | S | 2,200 | $16.89 | D | 272,801 | D | |
| Common Stock | holding | — | — | — | 451 | I | By Family | |
| Common Stock | holding | — | — | — | 360 | I | By IRA | |
| Common StockF3 | holding | — | — | — | 41,199 | I | By ESOP | |
| Common Stock | holding | — | — | — | 24,116 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $10.43 | holding | — | — | — | May 5, 2009 | May 5, 2018 | Common Stock | 74,083 | 74,083 | D |
| Stock OptionsF2 | $11.95 | holding | — | — | — | Aug 18, 2012 | Aug 18, 2021 | Common Stock | 455,000 | 455,000 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on August 18, 2012.
- F2Stock options vest at a rate of 20% per year commencing on August 18, 2012.
- F3Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.