SEC Form 4 · accession 0001140361-16-058410
Oritani Financial Corp · ORIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Fields Jr.
Officer — EVP and CFO
Period of report
Mar 17, 2016
Accepted (ET)
Mar 18, 2016 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001483195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 17, 2016 | M | 83,221 | $10.43 | A | 356,022 | D | |
| Common StockF1 | Mar 17, 2016 | S | 37,919 | $16.70 | D | 318,103 | D | |
| Common StockF1 | Mar 17, 2016 | S | 200 | $16.71 | D | 317,903 | D | |
| Common StockF1 | Mar 17, 2016 | S | 400 | $16.72 | D | 317,503 | D | |
| Common StockF1 | Mar 17, 2016 | S | 100 | $16.725 | D | 317,403 | D | |
| Common StockF1 | Mar 17, 2016 | S | 160 | $16.765 | D | 317,243 | D | |
| Common StockF1 | Mar 17, 2016 | S | 700 | $16.77 | D | 316,543 | D | |
| Common StockF1 | Mar 17, 2016 | S | 500 | $16.785 | D | 316,043 | D | |
| Common StockF1 | Mar 17, 2016 | S | 3,884 | $16.79 | D | 312,159 | D | |
| Common StockF1 | Mar 17, 2016 | S | 511 | $16.795 | D | 311,648 | D | |
| Common StockF1 | Mar 17, 2016 | S | 4,077 | $16.80 | D | 307,571 | D | |
| Common StockF1 | Mar 17, 2016 | S | 2,367 | $16.805 | D | 305,204 | D | |
| Common StockF1 | Mar 17, 2016 | S | 4,986 | $16.81 | D | 300,218 | D | |
| Common StockF1 | Mar 17, 2016 | S | 1,500 | $16.815 | D | 298,718 | D | |
| Common StockF1 | Mar 17, 2016 | S | 100 | $16.8175 | D | 298,618 | D | |
| Common Stock | holding | — | — | — | 451 | I | By Family | |
| Common Stock | holding | — | — | — | 360 | I | By IRA | |
| Common StockF3 | holding | — | — | — | 41,199 | I | By ESOP | |
| Common Stock | holding | — | — | — | 24,116 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $10.43 | Mar 17, 2016 | M | 83,221 | D | May 5, 2009 | May 5, 2018 | Common Stock | 83,221 | 74,083 | D |
| Stock OptionsF2 | $11.95 | holding | — | — | — | Aug 18, 2012 | Aug 18, 2021 | Common Stock | 455,000 | 455,000 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on August 18, 2012.
- F2Stock options vest at a rate of 20% per year commencing on August 18, 2012.
- F3Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.