SEC Form 4 · accession 0001140361-16-058409
Oritani Financial Corp · ORIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Fields Jr.
Officer — EVP and CFO
Period of report
Mar 16, 2016
Accepted (ET)
Mar 18, 2016 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001483195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 16, 2016 | S | 3,400 | $16.79 | D | 297,367 | D | |
| Common StockF1 | Mar 16, 2016 | S | 611 | $16.795 | D | 296,756 | D | |
| Common StockF1 | Mar 16, 2016 | S | 2,218 | $16.80 | D | 294,538 | D | |
| Common StockF1 | Mar 16, 2016 | S | 1,522 | $16.805 | D | 293,016 | D | |
| Common StockF1 | Mar 16, 2016 | S | 100 | $16.8075 | D | 292,916 | D | |
| Common StockF1 | Mar 16, 2016 | S | 3,110 | $16.81 | D | 289,806 | D | |
| Common StockF1 | Mar 16, 2016 | S | 1,301 | $16.815 | D | 288,505 | D | |
| Common StockF1 | Mar 16, 2016 | S | 100 | $16.8175 | D | 288,405 | D | |
| Common StockF1 | Mar 16, 2016 | S | 900 | $16.82 | D | 287,505 | D | |
| Common StockF1 | Mar 16, 2016 | S | 1,296 | $16.83 | D | 286,209 | D | |
| Common StockF1 | Mar 16, 2016 | S | 100 | $16.8325 | D | 286,109 | D | |
| Common StockF1 | Mar 16, 2016 | S | 200 | $16.835 | D | 285,909 | D | |
| Common StockF1 | Mar 16, 2016 | S | 310 | $16.84 | D | 285,599 | D | |
| Common StockF1 | Mar 16, 2016 | S | 100 | $16.85 | D | 285,499 | D | |
| Common StockF1 | Mar 16, 2016 | S | 100 | $16.8575 | D | 285,399 | D | |
| Common StockF1 | Mar 16, 2016 | S | 4,800 | $16.86 | D | 280,599 | D | |
| Common StockF1 | Mar 16, 2016 | S | 1,400 | $16.865 | D | 279,199 | D | |
| Common StockF1 | Mar 16, 2016 | S | 200 | $16.8675 | D | 278,999 | D | |
| Common StockF1 | Mar 16, 2016 | S | 2,000 | $16.87 | D | 276,999 | D | |
| Common StockF1 | Mar 16, 2016 | S | 100 | $16.875 | D | 276,899 | D | |
| Common StockF1 | Mar 16, 2016 | S | 1,800 | $16.88 | D | 275,099 | D | |
| Common StockF1 | Mar 16, 2016 | S | 200 | $16.885 | D | 274,899 | D | |
| Common StockF1 | Mar 16, 2016 | S | 100 | $16.8875 | D | 274,799 | D | |
| Common StockF1 | Mar 16, 2016 | S | 900 | $16.89 | D | 273,899 | D | |
| Common StockF1 | Mar 16, 2016 | S | 900 | $16.895 | D | 272,999 | D | |
| Common StockF1 | Mar 16, 2016 | S | 198 | $16.90 | D | 272,801 | D | |
| Common Stock | holding | — | — | — | 451 | I | By Family | |
| Common Stock | holding | — | — | — | 360 | I | By IRA | |
| Common StockF3 | holding | — | — | — | 41,199 | I | By ESOP | |
| Common Stock | holding | — | — | — | 24,116 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $10.43 | holding | — | — | — | May 5, 2009 | May 5, 2018 | Common Stock | 157,304 | 157,304 | D |
| Stock OptionsF2 | $11.95 | holding | — | — | — | Aug 18, 2012 | Aug 18, 2021 | Common Stock | 455,000 | 455,000 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on August 18, 2012.
- F2Stock options vest at a rate of 20% per year commencing on August 18, 2012.
- F3Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.