SEC Form 4 · accession 0001140361-16-058408
Oritani Financial Corp · ORIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Fields Jr.
Officer — EVP and CFO
Period of report
Mar 16, 2016
Accepted (ET)
Mar 18, 2016 · 3:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001483195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 16, 2016 | M | 91,779 | $10.43 | A | 364,580 | D | |
| Common StockF1 | Mar 16, 2016 | S | 15,995 | $16.70 | D | 348,585 | D | |
| Common StockF1 | Mar 16, 2016 | S | 444 | $16.705 | D | 348,141 | D | |
| Common StockF1 | Mar 16, 2016 | S | 4,352 | $16.71 | D | 343,789 | D | |
| Common StockF1 | Mar 16, 2016 | S | 277 | $16.715 | D | 343,512 | D | |
| Common StockF1 | Mar 16, 2016 | S | 400 | $16.7175 | D | 343,112 | D | |
| Common StockF1 | Mar 16, 2016 | S | 7,166 | $16.72 | D | 335,946 | D | |
| Common StockF1 | Mar 16, 2016 | S | 3,166 | $16.725 | D | 332,780 | D | |
| Common StockF1 | Mar 16, 2016 | S | 200 | $16.7275 | D | 332,580 | D | |
| Common StockF1 | Mar 16, 2016 | S | 8,696 | $16.73 | D | 323,884 | D | |
| Common StockF1 | Mar 16, 2016 | S | 2,043 | $16.735 | D | 321,841 | D | |
| Common StockF1 | Mar 16, 2016 | S | 300 | $16.7375 | D | 321,541 | D | |
| Common StockF1 | Mar 16, 2016 | S | 7,887 | $16.74 | D | 313,654 | D | |
| Common StockF1 | Mar 16, 2016 | S | 322 | $16.745 | D | 313,332 | D | |
| Common StockF1 | Mar 16, 2016 | S | 100 | $16.7475 | D | 313,232 | D | |
| Common StockF1 | Mar 16, 2016 | S | 4,399 | $16.75 | D | 308,833 | D | |
| Common StockF1 | Mar 16, 2016 | S | 1,046 | $16.755 | D | 307,787 | D | |
| Common StockF1 | Mar 16, 2016 | S | 100 | $16.7575 | D | 307,687 | D | |
| Common StockF1 | Mar 16, 2016 | S | 2,151 | $16.76 | D | 305,536 | D | |
| Common StockF1 | Mar 16, 2016 | S | 22 | $16.765 | D | 305,514 | D | |
| Common StockF1 | Mar 16, 2016 | S | 578 | $16.77 | D | 304,936 | D | |
| Common StockF1 | Mar 16, 2016 | S | 2,211 | $16.775 | D | 302,725 | D | |
| Common StockF1 | Mar 16, 2016 | S | 100 | $16.7775 | D | 302,625 | D | |
| Common StockF1 | Mar 16, 2016 | S | 1,358 | $16.78 | D | 302,167 | D | |
| Common StockF1 | Mar 16, 2016 | S | 300 | $16.785 | D | 300,967 | D | |
| Common StockF1 | Mar 16, 2016 | S | 200 | $16.7875 | D | 300,767 | D | |
| Common Stock | holding | — | — | — | 451 | I | By Family | |
| Common Stock | holding | — | — | — | 360 | I | By IRA | |
| Common StockF3 | holding | — | — | — | 41,199 | I | By ESOP | |
| Common Stock | holding | — | — | — | 24,116 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $10.43 | Mar 16, 2016 | M | 91,779 | D | May 5, 2009 | May 5, 2018 | Common Stock | 91,779 | 157,304 | D |
| Stock OptionsF2 | $11.95 | holding | — | — | — | Aug 18, 2012 | Aug 18, 2021 | Common Stock | 455,000 | 455,000 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on August 18, 2012.
- F2Stock options vest at a rate of 20% per year commencing on August 18, 2012.
- F3Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.