SEC Form 4 · accession 0001140361-16-054653
Oritani Financial Corp · ORIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Guinan
Officer — EVP and CLO
Period of report
Feb 22, 2016
Accepted (ET)
Feb 24, 2016 · 2:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001483195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 22, 2016 | M | 40,621 | $11.95 | A | 167,052 | D | |
| Common StockF1 | Feb 22, 2016 | S | 3,700 | $16.50 | D | 163,352 | D | |
| Common StockF1 | Feb 22, 2016 | S | 100 | $16.5025 | D | 163,252 | D | |
| Common StockF1 | Feb 22, 2016 | S | 1,800 | $16.505 | D | 161,452 | D | |
| Common StockF1 | Feb 22, 2016 | S | 2,207 | $16.51 | D | 159,245 | D | |
| Common StockF1 | Feb 22, 2016 | S | 100 | $16.5175 | D | 159,145 | D | |
| Common StockF1 | Feb 22, 2016 | S | 1,500 | $16.52 | D | 157,645 | D | |
| Common StockF1 | Feb 22, 2016 | S | 100 | $16.525 | D | 157,545 | D | |
| Common StockF1 | Feb 22, 2016 | S | 1,239 | $16.53 | D | 156,306 | D | |
| Common StockF1 | Feb 22, 2016 | S | 200 | $16.535 | D | 156,106 | D | |
| Common StockF1 | Feb 22, 2016 | S | 925 | $16.54 | D | 155,181 | D | |
| Common StockF1 | Feb 22, 2016 | S | 300 | $16.545 | D | 154,881 | D | |
| Common StockF1 | Feb 22, 2016 | S | 6,750 | $16.55 | D | 148,131 | D | |
| Common StockF1 | Feb 22, 2016 | S | 100 | $16.555 | D | 148,031 | D | |
| Common StockF1 | Feb 22, 2016 | S | 900 | $16.56 | D | 147,131 | D | |
| Common StockF1 | Feb 22, 2016 | S | 600 | $16.57 | D | 146,531 | D | |
| Common StockF1 | Feb 22, 2016 | S | 2,027 | $16.58 | D | 144,504 | D | |
| Common StockF1 | Feb 22, 2016 | S | 100 | $16.585 | D | 144,404 | D | |
| Common StockF1 | Feb 22, 2016 | S | 14,300 | $16.59 | D | 130,104 | D | |
| Common StockF1 | Feb 22, 2016 | S | 2,373 | $16.66 | D | 127,731 | D | |
| Common StockF1 | Feb 22, 2016 | S | 300 | $16.665 | D | 127,431 | D | |
| Common StockF1 | Feb 22, 2016 | S | 200 | $16.67 | D | 127,231 | D | |
| Common StockF1 | Feb 22, 2016 | S | 300 | $16.6725 | D | 126,931 | D | |
| Common StockF1 | Feb 22, 2016 | S | 300 | $16.68 | D | 126,631 | D | |
| Common StockF1 | Feb 22, 2016 | S | 200 | $16.685 | D | 126,431 | D | |
| Common Stock | holding | — | — | — | 41,199 | I | By ESOP | |
| Common Stock | holding | — | — | — | 4,520 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $11.95 | Feb 22, 2016 | M | 40,621 | D | Aug 18, 2012 | Aug 18, 2021 | Common Stock | 40,621 | 288,264 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on August 18, 2012.
- F2Stock options vest at a rate of 20% per year commencing on August 18, 2012.