SEC Form 4 · accession 0001140361-16-054308
Oritani Financial Corp · ORIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Guinan
Officer — EVP and CLO
Period of report
Feb 18, 2016
Accepted (ET)
Feb 22, 2016 · 3:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001483195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 19, 2016 | M | 50,000 | $11.95 | A | 176,431 | D | |
| Common StockF1 | Feb 19, 2016 | S | 2,000 | $16.23 | D | 174,431 | D | |
| Common StockF1 | Feb 19, 2016 | S | 200 | $16.2375 | D | 174,231 | D | |
| Common StockF1 | Feb 19, 2016 | S | 11,452 | $16.24 | D | 162,779 | D | |
| Common StockF1 | Feb 19, 2016 | S | 11,400 | $16.245 | D | 151,379 | D | |
| Common StockF1 | Feb 19, 2016 | S | 15,594 | $16.25 | D | 135,785 | D | |
| Common StockF1 | Feb 19, 2016 | S | 154 | $16.255 | D | 135,631 | D | |
| Common StockF1 | Feb 19, 2016 | S | 600 | $16.256 | D | 135,031 | D | |
| Common StockF1 | Feb 19, 2016 | S | 1,400 | $16.26 | D | 133,631 | D | |
| Common StockF1 | Feb 19, 2016 | S | 200 | $16.265 | D | 133,431 | D | |
| Common StockF1 | Feb 19, 2016 | S | 900 | $16.27 | D | 132,531 | D | |
| Common StockF1 | Feb 19, 2016 | S | 300 | $16.275 | D | 132,231 | D | |
| Common StockF1 | Feb 19, 2016 | S | 500 | $16.28 | D | 131,731 | D | |
| Common StockF1 | Feb 19, 2016 | S | 300 | $16.285 | D | 131,431 | D | |
| Common StockF1 | Feb 19, 2016 | S | 600 | $16.29 | D | 130,831 | D | |
| Common StockF1 | Feb 19, 2016 | S | 200 | $16.30 | D | 130,631 | D | |
| Common StockF1 | Feb 19, 2016 | S | 200 | $16.31 | D | 130,431 | D | |
| Common StockF1 | Feb 19, 2016 | S | 1,100 | $16.32 | D | 129,331 | D | |
| Common StockF1 | Feb 19, 2016 | S | 2,400 | $16.35 | D | 126,931 | D | |
| Common StockF1 | Feb 19, 2016 | S | 500 | $16.36 | D | 126,431 | D | |
| Common Stock | holding | — | — | — | 41,199 | I | By ESOP | |
| Common Stock | holding | — | — | — | 4,520 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $11.95 | Feb 19, 2016 | M | 50,000 | D | Aug 18, 2012 | Aug 18, 2021 | Common Stock | 50,000 | 328,885 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on August 18, 2012.
- F2Stock options vest at a rate of 20% per year commencing on August 18, 2012.