SEC Form 4 · accession 0001140361-16-054125
Oritani Financial Corp · ORIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Guinan
Officer — EVP and CLO
Period of report
Feb 18, 2016
Accepted (ET)
Feb 19, 2016 · 1:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001483195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2016 | S | 13,210 | $16.06 | D | 159,710 | D | |
| Common StockF1 | Feb 18, 2016 | S | 11,122 | $16.07 | D | 148,588 | D | |
| Common StockF1 | Feb 18, 2016 | S | 8 | $16.075 | D | 148,580 | D | |
| Common StockF1 | Feb 18, 2016 | S | 561 | $16.08 | D | 148,019 | D | |
| Common StockF1 | Feb 18, 2016 | S | 400 | $16.09 | D | 147,619 | D | |
| Common StockF1 | Feb 18, 2016 | S | 3,630 | $16.10 | D | 143,989 | D | |
| Common StockF1 | Feb 18, 2016 | S | 71 | $16.11 | D | 143,918 | D | |
| Common StockF1 | Feb 18, 2016 | S | 600 | $16.12 | D | 143,318 | D | |
| Common StockF1 | Feb 18, 2016 | S | 257 | $16.13 | D | 143,061 | D | |
| Common StockF1 | Feb 18, 2016 | S | 7,000 | $16.14 | D | 136,061 | D | |
| Common StockF1 | Feb 18, 2016 | S | 1,200 | $16.145 | D | 134,861 | D | |
| Common StockF1 | Feb 18, 2016 | S | 1,400 | $16.1475 | D | 133,461 | D | |
| Common StockF1 | Feb 18, 2016 | S | 400 | $16.15 | D | 133,061 | D | |
| Common StockF1 | Feb 18, 2016 | S | 2,700 | $16.18 | D | 130,361 | D | |
| Common StockF1 | Feb 18, 2016 | S | 100 | $16.185 | D | 130,261 | D | |
| Common StockF1 | Feb 18, 2016 | S | 1,000 | $16.19 | D | 129,261 | D | |
| Common StockF1 | Feb 18, 2016 | S | 1,300 | $16.1945 | D | 127,961 | D | |
| Common StockF1 | Feb 18, 2016 | S | 200 | $16.20 | D | 127,761 | D | |
| Common StockF1 | Feb 18, 2016 | S | 1,330 | $16.205 | D | 126,431 | D | |
| Common Stock | holding | — | — | — | 41,199 | I | By ESOP | |
| Common Stock | holding | — | — | — | 4,520 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $11.95 | holding | — | — | — | Aug 18, 2012 | Aug 18, 2021 | Common Stock | 378,885 | 378,885 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on August 18, 2012.
- F2Stock options vest at a rate of 20% per year commencing on August 18, 2012.