SEC Form 4 · accession 0001140361-16-054121
Oritani Financial Corp · ORIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Guinan
Officer — EVP and CLO
Period of report
Feb 17, 2016
Accepted (ET)
Feb 19, 2016 · 1:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001483195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 17, 2016 | M | 9,379 | $11.95 | A | 135,810 | D | |
| Common StockF1 | Feb 17, 2016 | S | 100 | $16.28 | D | 135,710 | D | |
| Common StockF1 | Feb 17, 2016 | S | 100 | $16.285 | D | 135,610 | D | |
| Common StockF1 | Feb 17, 2016 | S | 700 | $16.29 | D | 134,910 | D | |
| Common StockF1 | Feb 17, 2016 | S | 4,600 | $16.30 | D | 130,310 | D | |
| Common StockF1 | Feb 17, 2016 | S | 300 | $16.305 | D | 130,010 | D | |
| Common StockF1 | Feb 17, 2016 | S | 2,609 | $16.31 | D | 127,401 | D | |
| Common StockF1 | Feb 17, 2016 | S | 200 | $16.3145 | D | 127,201 | D | |
| Common StockF1 | Feb 17, 2016 | S | 200 | $16.315 | D | 127,001 | D | |
| Common StockF1 | Feb 17, 2016 | S | 100 | $16.32 | D | 126,901 | D | |
| Common StockF1 | Feb 17, 2016 | S | 200 | $16.33 | D | 126,701 | D | |
| Common StockF1 | Feb 17, 2016 | S | 100 | $16.34 | D | 126,601 | D | |
| Common StockF1 | Feb 17, 2016 | S | 170 | $16.40 | D | 126,431 | D | |
| Common StockF1 | Feb 18, 2016 | M | 50,000 | $11.95 | A | 185,810 | D | |
| Common StockF1 | Feb 18, 2016 | S | 399 | $16.00 | D | 176,032 | D | |
| Common StockF1 | Feb 18, 2016 | S | 404 | $16.01 | D | 175,628 | D | |
| Common StockF1 | Feb 18, 2016 | S | 503 | $16.02 | D | 175,125 | D | |
| Common StockF1 | Feb 18, 2016 | S | 301 | $16.03 | D | 174,824 | D | |
| Common StockF1 | Feb 18, 2016 | S | 404 | $16.04 | D | 174,420 | D | |
| Common StockF1 | Feb 18, 2016 | S | 100 | $16.045 | D | 174,320 | D | |
| Common StockF1 | Feb 18, 2016 | S | 1,400 | $16.05 | D | 172,920 | D | |
| Common Stock | holding | — | — | — | 41,199 | I | By ESOP | |
| Common Stock | holding | — | — | — | 4,520 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $11.95 | Feb 17, 2016 | M | 9,379 | D | Aug 18, 2012 | Aug 18, 2021 | Common Stock | 9,379 | 428,885 | D |
| Stock OptionsF2 | $11.95 | Feb 18, 2016 | M | 50,000 | D | Aug 18, 2012 | Aug 18, 2021 | Common Stock | 50,000 | 378,885 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on August 18, 2012.
- F2Stock options vest at a rate of 20% per year commencing on August 18, 2012.