SEC Form 4 · accession 0001140361-15-043391
Oritani Financial Corp · ORIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Doyle Jr.
Director
Period of report
Nov 30, 2015
Accepted (ET)
Dec 2, 2015 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001483195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 30, 2015 | M | 5,000 | $10.43 | A | 245,000 | D | |
| Common StockF1 | Nov 30, 2015 | S | 1,800 | $17.091 | D | 243,200 | D | |
| Common StockF1 | Nov 30, 2015 | S | 2,600 | $17.09 | D | 240,600 | D | |
| Common StockF1 | Nov 30, 2015 | S | 600 | $17.10 | D | 240,000 | D | |
| Common StockF1 | Dec 1, 2015 | M | 4,999 | $10.43 | A | 244,999 | D | |
| Common StockF1 | Dec 1, 2015 | S | 3,399 | $17.31 | D | 241,600 | D | |
| Common StockF1 | Dec 1, 2015 | S | 700 | $17.271 | D | 240,900 | D | |
| Common StockF1 | Dec 1, 2015 | S | 900 | $17.335 | D | 240,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $10.43 | Nov 30, 2015 | M | 5,000 | D | May 5, 2009 | May 5, 2018 | Common Stock | 5,000 | 4,999 | D |
| Stock Options | $10.43 | Dec 1, 2015 | M | 4,999 | D | May 5, 2009 | May 5, 2018 | Common Stock | 4,999 | 0 | D |
| Stock OptionsF2 | $11.95 | holding | — | — | — | Aug 18, 2012 | Aug 18, 2021 | Common Stock | 227,500 | 227,500 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on August 18, 2012.
- F2Stock options vest at a rate of 20% per year commencing on August 18, 2012.