SEC Form 4 · accession 0001140361-15-043287
Oritani Financial Corp · ORIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Guinan
Officer — EVP and CLO
Period of report
Nov 27, 2015
Accepted (ET)
Dec 1, 2015 · 5:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001483195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 27, 2015 | S | 100 | $17.155 | D | 135,135 | D | |
| Common StockF1 | Nov 27, 2015 | S | 200 | $17.16 | D | 134,935 | D | |
| Common StockF1 | Nov 27, 2015 | S | 100 | $17.17 | D | 134,835 | D | |
| Common StockF1 | Nov 27, 2015 | S | 100 | $17.18 | D | 134,735 | D | |
| Common StockF1 | Nov 27, 2015 | S | 100 | $17.185 | D | 134,635 | D | |
| Common StockF1 | Nov 30, 2015 | S | 1,000 | $17.16 | D | 133,635 | D | |
| Common StockF1 | Nov 30, 2015 | S | 300 | $17.145 | D | 133,335 | D | |
| Common StockF1 | Nov 30, 2015 | S | 100 | $17.165 | D | 133,235 | D | |
| Common StockF1 | Nov 30, 2015 | S | 1,100 | $17.15 | D | 132,135 | D | |
| Common StockF1 | Nov 30, 2015 | S | 3,950 | $17.14 | D | 128,185 | D | |
| Common StockF1 | Nov 30, 2015 | S | 600 | $17.135 | D | 127,585 | D | |
| Common StockF1 | Nov 30, 2015 | S | 3,900 | $17.13 | D | 123,685 | D | |
| Common StockF1 | Nov 30, 2015 | S | 5,309 | $17.12 | D | 118,376 | D | |
| Common StockF1 | Nov 30, 2015 | S | 2,000 | $17.095 | D | 116,376 | D | |
| Common StockF1 | Nov 30, 2015 | S | 100 | $17.085 | D | 116,276 | D | |
| Common StockF1 | Nov 30, 2015 | S | 2,100 | $17.08 | D | 114,176 | D | |
| Common StockF1 | Nov 30, 2015 | S | 1,520 | $17.09 | D | 112,656 | D | |
| Common StockF1 | Nov 30, 2015 | S | 2,200 | $17.125 | D | 110,456 | D | |
| Common StockF1 | Nov 30, 2015 | S | 9,633 | $17.11 | D | 100,823 | D | |
| Common StockF1 | Nov 30, 2015 | S | 3,752 | $17.115 | D | 97,071 | D | |
| Common StockF1 | Nov 30, 2015 | S | 6,546 | $17.10 | D | 90,525 | D | |
| Common Stock | holding | — | — | — | 41,199 | I | By ESOP | |
| Common Stock | holding | — | — | — | 4,520 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $10.43 | holding | — | — | — | May 5, 2009 | May 5, 2018 | Common Stock | 19,170 | 19,170 | D |
| Stock OptionsF2 | $11.95 | holding | — | — | — | Aug 18, 2012 | Aug 18, 2021 | Common Stock | 455,000 | 455,000 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on August 18, 2012.
- F2Stock options vest at a rate of 20% per year commencing on August 18, 2012.