SEC Form 4 · accession 0001140361-15-043285
Oritani Financial Corp · ORIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Guinan
Officer — EVP and CLO
Period of report
Nov 27, 2015
Accepted (ET)
Dec 1, 2015 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001483195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 27, 2015 | M | 81,082 | $10.43 | A | 171,607 | D | |
| Common StockF1 | Nov 27, 2015 | S | 2,400 | $17.00 | D | 169,207 | D | |
| Common StockF1 | Nov 27, 2015 | S | 800 | $17.005 | D | 168,407 | D | |
| Common StockF1 | Nov 27, 2015 | S | 1,100 | $17.01 | D | 167,307 | D | |
| Common StockF1 | Nov 27, 2015 | S | 800 | $17.015 | D | 166,507 | D | |
| Common StockF1 | Nov 27, 2015 | S | 200 | $17.02 | D | 166,307 | D | |
| Common StockF1 | Nov 27, 2015 | S | 200 | $17.025 | D | 166,107 | D | |
| Common StockF1 | Nov 27, 2015 | S | 3,831 | $17.05 | D | 162,276 | D | |
| Common StockF1 | Nov 27, 2015 | S | 500 | $17.055 | D | 161,776 | D | |
| Common StockF1 | Nov 27, 2015 | S | 100 | $17.058 | D | 161,676 | D | |
| Common StockF1 | Nov 27, 2015 | S | 4,543 | $17.06 | D | 157,133 | D | |
| Common StockF1 | Nov 27, 2015 | S | 1,390 | $17.065 | D | 155,743 | D | |
| Common StockF1 | Nov 27, 2015 | S | 2,927 | $17.07 | D | 152,816 | D | |
| Common StockF1 | Nov 27, 2015 | S | 300 | $17.075 | D | 152,516 | D | |
| Common StockF1 | Nov 27, 2015 | S | 3,673 | $17.08 | D | 148,843 | D | |
| Common StockF1 | Nov 27, 2015 | S | 1,000 | $17.085 | D | 147,843 | D | |
| Common StockF1 | Nov 27, 2015 | S | 2,000 | $17.09 | D | 145,843 | D | |
| Common StockF1 | Nov 27, 2015 | S | 400 | $17.093 | D | 145,443 | D | |
| Common StockF1 | Nov 27, 2015 | S | 554 | $17.095 | D | 144,889 | D | |
| Common StockF1 | Nov 27, 2015 | S | 1,325 | $17.10 | D | 143,564 | D | |
| Common StockF1 | Nov 27, 2015 | S | 1,203 | $17.105 | D | 142,361 | D | |
| Common StockF1 | Nov 27, 2015 | S | 2,950 | $17.11 | D | 139,411 | D | |
| Common StockF1 | Nov 27, 2015 | S | 200 | $17.115 | D | 139,211 | D | |
| Common StockF1 | Nov 27, 2015 | S | 1,025 | $17.12 | D | 138,186 | D | |
| Common StockF1 | Nov 27, 2015 | S | 1,179 | $17.13 | D | 137,007 | D | |
| Common StockF1 | Nov 27, 2015 | S | 400 | $17.14 | D | 136,607 | D | |
| Common StockF1 | Nov 27, 2015 | S | 1,372 | $17.15 | D | 135,235 | D | |
| Common Stock | holding | — | — | — | 41,199 | I | By ESOP | |
| Common Stock | holding | — | — | — | 4,520 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $10.43 | Nov 27, 2015 | M | 81,082 | D | May 5, 2009 | May 5, 2018 | Common Stock | 81,082 | 19,170 | D |
| Stock OptionsF2 | $11.95 | holding | — | — | — | Aug 18, 2012 | Aug 18, 2021 | Common Stock | 455,000 | 455,000 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on August 18, 2012.
- F2Stock options vest at a rate of 20% per year commencing on August 18, 2012.