SEC Form 4 · accession 0001140361-15-043132
Oritani Financial Corp · ORIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Doyle Jr.
Director
Period of report
Nov 25, 2015
Accepted (ET)
Nov 30, 2015 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001483195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 25, 2015 | M | 30,000 | $10.43 | A | 259,000 | D | |
| Common StockF1 | Nov 25, 2015 | S | 2,400 | $17.11 | D | 256,600 | D | |
| Common StockF1 | Nov 25, 2015 | S | 7,608 | $17.12 | D | 248,992 | D | |
| Common StockF1 | Nov 25, 2015 | S | 900 | $17.121 | D | 248,092 | D | |
| Common StockF1 | Nov 25, 2015 | S | 100 | $17.125 | D | 247,992 | D | |
| Common StockF1 | Nov 25, 2015 | S | 3,255 | $17.13 | D | 244,737 | D | |
| Common StockF1 | Nov 25, 2015 | S | 2,700 | $17.14 | D | 242,037 | D | |
| Common StockF1 | Nov 25, 2015 | S | 137 | $17.141 | D | 241,900 | D | |
| Common StockF1 | Nov 25, 2015 | S | 2,300 | $17.15 | D | 239,600 | D | |
| Common StockF1 | Nov 25, 2015 | S | 1,810 | $17.16 | D | 237,790 | D | |
| Common StockF1 | Nov 25, 2015 | S | 2,850 | $17.17 | D | 234,940 | D | |
| Common StockF1 | Nov 25, 2015 | S | 300 | $17.171 | D | 234,640 | D | |
| Common StockF1 | Nov 25, 2015 | S | 3,700 | $17.18 | D | 230,940 | D | |
| Common StockF1 | Nov 25, 2015 | S | 440 | $17.19 | D | 230,500 | D | |
| Common StockF1 | Nov 25, 2015 | S | 700 | $17.20 | D | 229,800 | D | |
| Common StockF1 | Nov 25, 2015 | S | 100 | $17.21 | D | 229,700 | D | |
| Common StockF1 | Nov 25, 2015 | S | 400 | $17.22 | D | 229,300 | D | |
| Common StockF1 | Nov 25, 2015 | S | 200 | $17.23 | D | 229,100 | D | |
| Common StockF1 | Nov 25, 2015 | S | 100 | $17.24 | D | 229,000 | D | |
| Common StockF1 | Nov 27, 2015 | M | 11,000 | $10.43 | A | 240,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $10.43 | Nov 25, 2015 | M | 30,000 | D | May 5, 2009 | May 5, 2018 | Common Stock | 30,000 | 20,999 | D |
| Stock Options | $10.43 | Nov 27, 2015 | M | 11,000 | D | May 5, 2009 | May 5, 2018 | Common Stock | 11,000 | 9,999 | D |
| Stock OptionsF2 | $11.95 | holding | — | — | — | Aug 18, 2012 | Aug 18, 2021 | Common Stock | 227,500 | 227,500 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on August 18, 2012.
- F2Stock options vest at a rate of 20% per year commencing on August 18, 2012.