SEC Form 4 · accession 0001140361-15-039136
Oritani Financial Corp · ORIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Wyks
Officer — SVP
Period of report
Aug 18, 2015
Accepted (ET)
Oct 30, 2015 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001483195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 18, 2015 | F | 1,022 | $15.74 | D | 19,720 | D | |
| Common StockF3 | holding | — | — | — | 19,390 | I | By 401(k) | |
| Common StockF3 | holding | — | — | — | 40,611 | I | By ESOP | |
| Common Stock | holding | — | — | — | 5,250 | I | By Family |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $10.4333 | holding | — | — | — | May 5, 2009 | May 5, 2018 | Common Stock | 20,000 | 20,000 | D |
| Stock OptionsF2 | $11.95 | holding | — | — | — | Aug 18, 2012 | Aug 18, 2021 | Common Stock | 32,000 | 32,000 | D |
Explanation of responses
- F1Includes shares of restricted stock vest which at a rate of 20% per year commencing on August 18, 2012.
- F2Stock options vest at a rate of 20% per year commencing on August 18, 2012.
- F3Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.