SEC Form 4 · accession 0001140361-15-035514
Oritani Financial Corp · ORIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Guinan
Officer — EVP and CLO
Period of report
Sep 14, 2015
Accepted (ET)
Sep 18, 2015 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001483195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 14, 2015 | S | 100 | $15.555 | D | 112,984 | D | |
| Common StockF1 | Sep 14, 2015 | S | 1,910 | $15.55 | D | 111,074 | D | |
| Common StockF1 | Sep 14, 2015 | S | 400 | $15.61 | D | 110,674 | D | |
| Common StockF1 | Sep 14, 2015 | S | 290 | $15.57 | D | 110,384 | D | |
| Common StockF1 | Sep 14, 2015 | S | 2,200 | $15.58 | D | 108,184 | D | |
| Common StockF1 | Sep 14, 2015 | S | 29 | $15.60 | D | 108,155 | D | |
| Common StockF1 | Sep 14, 2015 | S | 71 | $15.59 | D | 108,084 | D | |
| Common StockF1 | Sep 14, 2015 | S | 800 | $15.54 | D | 107,284 | D | |
| Common StockF1 | Sep 14, 2015 | S | 100 | $15.53 | D | 107,184 | D | |
| Common StockF1 | Sep 14, 2015 | S | 531 | $15.50 | D | 106,653 | D | |
| Common StockF1 | Sep 14, 2015 | S | 2,300 | $15.49 | D | 104,353 | D | |
| Common StockF1 | Sep 14, 2015 | S | 269 | $15.48 | D | 104,084 | D | |
| Common Stock | holding | — | — | — | 34,032 | I | By ESOP | |
| Common Stock | holding | — | — | — | 4,520 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $10.4333 | holding | — | — | — | May 5, 2009 | May 5, 2018 | Common Stock | 100,252 | 100,252 | D |
| Stock OptionsF2 | $11.95 | holding | — | — | — | Aug 18, 2012 | Aug 18, 2021 | Common Stock | 455,000 | 455,000 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on August 18, 2012.
- F2Stock options vest at a rate of 20% per year commencing on August 18, 2012.