SEC Form 4 · accession 0001493152-18-006853
CEA Industries Inc. · BNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J Keating
Director
Period of report
May 10, 2018
Accepted (ET)
May 14, 2018 · 7:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001482541
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.00001 per shareF1,F2 | May 10, 2018 | A | 33,408 | — | A | 1,586,433 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On May 10, 2018, the Issuer's board of directors approved the issuance of 33,408 shares of common stock in lieu of the cash payment of $7,500 of retainer fees for services rendered as a director, based on a closing price of Issuer's common stock of $0.2245 on May 9, 2018.
- F2Amount reflected in column (5) includes 700,000 shares of common stock that vested on March 1, 2018 and were issued to the Reporting Person as payment of services as a director, which shares were previously reported on Form 3 on March 28, 2017.