SEC Form 4 · accession 0001493152-17-003919
CEA Industries Inc. · BNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Aaron Trent Doucet
Officer — CEO, President · Director
Period of report
Mar 16, 2017
Accepted (ET)
Apr 14, 2017 · 5:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001482541
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2,F1,F3 | $0.0002 | Mar 16, 2017 | J | 1,544,400 | A | Mar 31, 2014 | Mar 18, 2017 | Common Stock | 1,544,400 | 1,544,400 | D |
| Stock Options (Right to Buy)F2,F1,F3 | $0.0002 | Mar 16, 2017 | J | 1,544,400 | A | Mar 31, 2014 | Mar 18, 2017 | Common Stock | 1,544,400 | 3,088,800 | D |
Explanation of responses
- F1Options transferred in a private transaction. No cash consideration paid.
- F2Represents options under the Safari 2014 Stock Option Plan, which was assumed by the Company.
- F3Reporting Person has submitted notice of exercise for shares reported herein, but such shares have not yet been issued.