SEC Form 4/A · accession 0001493152-17-001659
CEA Industries Inc. · BNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owners
Brandy Marie Keen
Officer — VP Sales, Secretary · Director · 10% Owner
Stephen Banks Keen
Officer — Director of Technology · Director · 10% Owner
Period of report
Feb 7, 2017
Accepted (ET)
Feb 15, 2017 · 7:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001482541
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 7, 2017 | S | 75,000 | $0.1898 | D | 32,546,169 | D | |
| Common StockF3,F2 | Feb 8, 2017 | S | 31,500 | $0.1898 | D | 32,514,669 | D | |
| Common StockF2 | Feb 9, 2017 | S | 50,000 | $0.1802 | D | 32,464,669 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting persons on December 12, 2016.
- F2Shares sold from joint account of the reporting persons.
- F3Originally reported as a disposition of 35,000 shares; the correct amount of the disposition is 31,500 shares.